Local Anesthesia
and
Regional Anesthetics

Objectives:

1.) Name the two chemical classes of local anesthetics.

2.) Describe the metabolism of the ester local anesthetics and how the metabolic product relates to their allergenic potential.

3.) Give the advantages of amide local anesthetics.

4.) Name an intermediate and a long acting local anesthetic and generally accepted dose limits for each to avoid systemic toxicity.

5.) List the reasons epinephrine is added to local anesthetic solutions.

6.) Give the signs and symptoms of local anesthetic systemic toxicity.

7.) Describe the equipment and supplies that should be available where nerve blocks are performed.

8.) Explain why local anesthetics will not cause numbness if injected into an abscess.

9.) Identify which nerves transmit pain sensation.

10.) Describe the function of an electric nerve stimulator.

11.) Explain how to perform an intravenous or Bier block.

12.) Compare and contrast spinal and epidural anesthesia in terms of anatomy, drug doses required, rapidity of onset.

13.) Describe the symptoms, pathophysiology and treatment of a post dural puncture headache.

14.) List absolute and relative contraindications to regional anesthesia.



The first local anesthetic was cocaine, a naturally occurring substance, isolated from cocoa leaves by a German chemist (Gaedcke) in 1855. In 1884, Koller, an Austrian, used this substance to produce topical anesthesia of the eye. Later that year, two Americans, Halsted and Hall administered cocaine to each other to produce neural blockade, presumably of peripheral nerves.

Corning described spinal anesthesia in 1885, but his meticulous description did not mention the efflux of cerebral spinal fluid. It is thought he performed an epidural anesthetic. Interestingly, the technique for lumbar puncture was reported six years later by Quincke. One type of cutting bevel spinal needle is known to this day as a "Quincke" needle.

The first spinal anesthetic was performed in 1898 and is generally attributed to August Bier, a German physician (1861-1949). Bier was the subject. His graduate student placed the needle and CSF poured out. It was only then that they discovered that the syringe did not mate to the needle. This experiment preceded the universal use of standardized needles and hubs that we refer to as Luer locks. Luer, a German instrument maker, died in 1883.

Bier suffered from one of the sequelae of spinal anesthesia that we warn our patients of today, the post dural puncture headache. Impressively, he attributed the headache to the loss of CSF and advocated the use of small gauge needles.

Following his recovery, Bier performed the procedure on his assistant. They were ecstatic when after the injection of cocaine the young man's legs became numb and proceeded to celebrate with wine and cigars. The insensibility of his legs was demonstrated with repeated blows and kicks. As you can imagine, his recovery was complicated both by a headache and very sore shins.

Another German chemist, Einhorn produced the first synthesized local anesthetic, in 1904. Procaine (Novocaine) is the first in the class of "ester" local anesthetics and is short acting. Other esters still in use in our operating rooms are the long acting tetracaine and 2-chloro procaine (Nesacaine) which is ultrashort acting. All of the ester local anesthetics are metabolized in the plasma by the enzyme commonly referred to as plasma pseudocholinesterase. You may recall this is the same enzyme that acts on succinylcholine.

The metabolic product of the degradation of procaine is para-aminobenzoic acid (PABA) which was a common ingredient in topical sunscreens. Modern sunscreens use alternate UV light blockers and are frequently advertised as "PABA free" because PABA provokes an allergic reaction. While allergy to local anesthesia is not a major problem, when it does occur, it is most likely due to the ester local anesthetics because of this metabolite.

The other chemical class of local anesthetics is the amides. The most commonly recognized drug in this class, lidocaine (Xylocaine), was synthesized in 1943. Torsten Gordh, a Swedish anesthesiologist, who received his anesthesia training at the University of Wisconsin under our first chairman, Ralph Waters, introduced it into clinical practice. The amides have several advantages over the esters. They are far less likely to produce allergic reaction, and they can undergo repeated high temperature sterilization without losing potency. Most of the local anesthetics in common use today belong to the amide class. These include, in addition to lidocaine, bupivacaine (Marcaine or Sensorcaine), mepivacaine, etidocaine, prilocaine, and the most recent, ropivacaine.

If you choose two local anesthetics to learn to use, I suggest the intermediate acting lidocaine and the long acting bupivacaine. Lidocaine is supplied in many formulations, for example, for topical use in an ointment, a water soluble jell and a 4% solution, as a 5% solution with dextrose for spinal administration, and for injection as 0.5%, 1%, 1.5% and 2% solutions. It is also widely available in a 1% multi-dose vial, and pre-prepared with epinephrine. A word of caution: the multi-dose vials contain a preservative, methylparaben, which should not be given in a spinal or epidural anesthetic because of concerns about neuro toxicty. Interestingly, the metabolite of methylparaben is PABA and may be the real culprit in many cases of lidocaine allergy. Also, there have been recent reports of cauda equina syndrome and mono-radiculopathies due to spinally administered lidocaine. Lidocaine dose limits to avoid systemic toxicity with nerve block or infiltration are 5 mg/Kg of plain solution or 7 mg/Kg if the solution contains epinephrine.

Commercially available solutions of local anesthetic containing epinephrine are prepared at a low pH to prevent degradation of the epinephrine. This has implications for the onset time of the drug, as we will discuss later. Most anesthesiologists will prepare local anesthetics containing epinephrine at a concentration of 1:200,000 or 5 mcg of epinephrine/ml just before use. The addition of epi to local anesthetic solutions can serve several purposes: 1.) prolongs the action of the local anesthetic, 2.) blunts systemic uptake and thereby limits systemic toxicity, 3.) decreases bleeding at the site of injection, 4.) serves as a marker of intravascular injection and 5) improves the quality of spinal blockade, probably on the basis of spinal alpha receptors.

Bupivacaine is a long acting local anesthetic. It has an interesting characteristic in that it tends to cause a longer sensory block than motor block. This makes it ideal for post-operative analgesia. Bupivacaine is available as 0.25%, 0.5% and 0.75%. The higher concentrations will lead to increased motor block. Bupivacaine is highly tissue bound and its action is not prolonged by the addition of epinephrine. If it is injected systemically it may result in cardiac asystole. CPR should be carried on for a prolonged period in this situation. The general recommendation for dose limits for bupivacaine is 2 mg/Kg plain and 3 mg/Kg with epinephrine.

Systemic toxicity of local anesthetics will be seen after intravascular injection or systemic absorption of drug used for a nerve block. Some nerve block sites have higher rates of absorption than others. Sites are generally ranked intercostal>epidural>brachial plexus>spinal. The signs of systemic toxicity are peri-oral numbness, metallic taste in the mouth, tinnitus, dizziness, respiratory depression, coma, seizure, cardiovascular system depression. The important thing about this list is to notice that cardiovascular depression occurs only at very high blood concentrations. Thus, if the other symptoms occur, ask the patient to hyperventilate, provide oxygen and prepare to secure the airway and treat a seizure. If you prevent hypercarbia, hypoxia, and aspiration of stomach contents, then it is likely the patient will weather the insult without sequelae.

Consider what equipment and supplies you would provide in a location where nerve blocks are to be performed. Certainly you would want oxygen and a way to deliver it, laryngoscope, endotrachial tubes, ventilation bag and mask, suction, drugs to treat hypotension, bradycardia, seizure, anxiety, and pain, local anesthetics, monitors, IV starting equipment, a bed that can be adjusted into various positions, and an assistant.

As a general rule, particularly when using a "stationary needle technique," that is, when the local anesthetic is injected at one site, always aspirate before injecting and aspirate repeatedly during the injection. An exception to this rule is if the amount of local anesthetic well below the level of systemic toxicity.

Local anesthetics are weak bases with pKa in the range of 7.9. This of course means that at a pH of 7.9 a population of local anesthetic molecules is equally divided between a charged and uncharged state. In order to keep the local anesthetic molecules in solution, hydrogen ions are added (that is, the solution is made acidic) or said another way, the pH of the solution is lowered. If the local anesthetic solution is made with epinephrine, the pH is made even lower.

Lets turn our discussion now to a consideration of nerves. As most junior high school students know, nerve membranes are a lipid bilayer with protein channels. Local anesthetics act in the sodium channel, entering from the internal aspect. Now you may have noticed a bit of a problem. Positively charged local anesthetic molecules soluble in an aqueous solution will have trouble passing through a lipid membrane. This problem is overcome when the tissue surrounding the nerve accepts (or buffers) the hydrogen ion and the uncharged molecules are then free to pass through the axonal membrane. Once in the cell, the molecules must be recharged before they can effect a block of the sodium channel.

OK, so what? What difference does this make clinically? Local anesthetics will not work in tissue that is unable to buffer the excess hydrogen ions. This is why local anesthetics injected into the acidic environment of an abscess will not cause numbness. Occasionally anesthesiologists will add NaHCO3 to local anesthetic to speed the onset of the drug effect. This additive is not a powerful enough base to overcome the acidity in abscessed tissue, however.

Nerves are classified in several ways. There are motor, sensory and autonomic nerves. Nerves are myelinated and unmyelinated. A common system categorizes nerves into A, B, and C; A is further divided into alpha, beta, gamma and delta. Only the C fibers are unmyelinated. A delta and C fibers carry pain sensation. A delta fibers, being myelinated, conduct at a very rapid rate and carry "first pain" or discriminative pain. C fibers are slower and carry "second pain" which is dull, aching and boring in nature. Local anesthetics will act all along C fibers, but only at the breaks in the myelin or the Nodes of Ranvier (French pathologist, 1835-1922) on the A delta fibers. Typically, three or more Nodes of Ranvier must be blocked to stop transmission along the nerve.

Nerves may be blocked wherever they can be found. Certainly, there are some locations where it may be unwise to attempt a block. Examples of this are bony or fascial tunnels where the pressure of the injected agent may cause pressure related nerve damage. Textbooks describe nerve blocks in relation to anatomic landmarks. Thus, for example, the median nerve may be blocked at the wrist or elbow. If you are able to locate the median nerve in the forearm, it could be blocked there.

Strategies to find nerves include looking for the accompanying artery, seeking a paresthesia (recall the old saying, "No paresthesia, no anesthesia") or using an "electric nerve stimulator." This is a device that gives a short pulse of electrical current and is attached to an insulated needle and a grounding pad on the patient. As a mixed function or motor nerve is approached with the needle the nerve will be stimulated and a muscle twitch will result. The closer the needle is to the nerve, the less current it takes to cause a brisk muscle twitch. Generally, I start seeking the nerve with a current of 2 mA and inject when I am able to dial down to 0.5 mA. Twitches at very low current may indicate the needle is resting in the nerve. Injection at that position will be very painful, may result in nerve damage and should be avoided.

The simplest sort of local anesthetic block is infiltration or field block. Specific nerves are not sought, the local anesthetic is just injected into the skin and tissue where the painful procedure will be done. Placing a skin wheal prior to starting an IV is an example of this sort of infiltration.

Peripheral nerve blocks seek to block individual nerves and include, for example, median, ulnar and radial nerves at the wrist or elbow, the superficial and deep peroneal, saphenous, sural and tibial nerves at the ankle, or even the intercostal nerves. Frequently the anesthesiologist would like to block the entire arm or a large portion of the leg with a single injection or an injection at a single site. In this situation a plexus block is ideal. A single injection of local anesthetic onto the brachial plexus will result in a block of arm tissue innervated by several peripheral nerves. Several approaches to the brachial plexus have been described: the axillary, infraclavicular, supraclavicular, and intrascalene approaches each have advantages in certain situations.

Another way to block an extremity is the Intravenous Block first described by August Bier. An IV is inserted into a distal vein in the extremity and capped. A wide rubber band (Esmarch bandage, Esmarch 1823-1908 was a friend of Bier) is tightly wrapped starting distally and working proximally to exsanguinate the limb. A pneumatic tourniquet is inflated to prevent arterial inflow to the extremity and the Esmarch is removed. Fifty to 60 ml of lidocaine 0.5% is injected through the distal IV and held in the arm or leg by the tourniquet. The tourniquet may remain inflated for up to two hours, but the ischemic pain beneath the tourniquet make this a better technique for shorter cases. At the end of the case the tourniquet is dropped and re-inflated over several minutes to gradually wash out the local anesthetic and lessen the risk of systemic toxicity. The block resolves within minutes of releasing the tourniquet.

Neuraxial nerve blocks include spinal, epidural and caudal blocks. A spinal is more precisely called a subarachnoid block (SAB). The local anesthetic is injected into the cerebral spinal fluid (CSF). As the nerves are unprotected here, a very small amount of anesthetic will cause the rapid onset of a dense block. The injectate may be hyperbaric, hypobaric or isobaric relative to CSF. By having a different baricity from CSF the anesthetic solution spread and the extent of the block may be controlled by positioning the patient. Spinal anesthesia is widely thought by non-anesthesiologists to be a safer form of anesthesia for ill patients. This is probably because patients don't necessarily have to be intubated or "put to sleep" when under spinal anesthesia. In reality, the physiologic changes due to blockade of sympathetic fibers and the resultant decreased afterload, hypotension, bradycardia, and respiratory depression (depending on spinal segments blocked) may be more of a risk and less controllable than a well monitored general anesthetic. Note that respiratory depression most often follows hypotension and ischemia of the brain stem respiratory centers and is rarely if ever due to paralysis of the spinal roots supplying the phrenic nerve.

Many patients worry about back pain, paralysis or other nerve damage, and infection following SAB. Back pain is about as common after a general anesthetic as a spinal. It is probably due to stretch on the ligaments in the back with flattening of the lumbar curve against the OR table. Nerve damage and infection occur very rarely. The most common adverse sequelae following spinal anesthesia is a post dural puncture headache (PDPHA). This is related to low CSF pressure due to leak of the fluid from the puncture hole in the dura made with the spinal needle. A very powerful diagnostic feature of the headache is its positional nature. It is worse when the patient is sitting or standing and better when the patient is lying flat. Patients in the second and third decade and larger needles with cutting bevels are associated with a higher incidence of PDPHA. Our standard is to use 25 gauge pencil point (Whitacre) needle with a reported headache incidence of less than 1% in the high risk age group. PDPHA is treated with recumbency, hydration, caffeine, or more aggressively with an epidural blood patch of the leaking dural hole.

A needle headed for the epidural space takes a similar path to a spinal needle, but is stopped before piercing the dura. This is usually accomplished by using the loss of resistance technique. A needle is placed into the rather dense interspinous ligament between two spinous processes. Then a syringe containing saline or air (saline is preferred) is attached to the hub of the needle and an attempt to inject is made. Resistance is noted. The needle is advanced with repeated testing of resistance to injection. As the bevel passes into the ligamentum flavum increased resistance may be noted. Often a pop is felt or heard as the needle is advanced through the ligamentum flavum and then there is a loss of resistance to injection. If the needle is advanced too far, the dura will be punctured and CSF will pour out when the syringe is removed. A Tuohy (20th century American anesthesiologist) needle is most commonly used for epidural anesthesia. It has a curved bevel that will direct a catheter threaded through it into the epidural space. If a Tuohy needle punctures the dura, both its large gauge and bevel design will result in a large hole and a high risk (70%) of PDPHA. In well trained hands the risk is between 0.1 to 1% or less.

Caudal blocks are an approach to the epidural space through the sacrococcygeal ligament, just above the coccyx. Caudal blocks are useful for perineal operations and may be used in children to thread a catheter up the epidural space to thoracic levels.

Epidural anesthesia requires about ten times the dose of local anesthetic to achieve a block as compared to a spinal. This raises the potential for systemic toxicity. The blocks set up more slowly than spinal blocks. This is maddening if you are trying to get a case underway, but is good in terms of controlling blood pressure with fluid resuscitation. It is far more common to perform a continuous epidural block by placing a catheter than a continuous spinal. A continuous epidural allows prolonged operative anesthesia (generally with IV sedation or as an "over-under technique" with light general anesthesia) or postoperative epidural analgesia using dilute local anesthetics and opiates. Epidurals are a frequent method of labor analgesia for pregnant women because they produce good analgesia with little neuropsychiatric depression of the newborn as compared to IV opioid analgesics. There is an ongoing debate as to the effect of epidural labor analgesia on the progress of labor and the incidence of forceps delivery.

Not all patients are appropriate for regional anesthesia. Those who refuse or have an infection at the injection site are considered to have absolute contraindications. The requirements are even more stringent for neuraxial blockade. Coagulopathy whether therapeutic or part of the patient's pathology and increased ICP are added to the list of generally accepted absolute contraindications when epidural or spinal is considered. Relative contraindications include sepsis, hypovolemia, neurologic disease, psychologic instability, antiplatelet drugs, prolonged surgery, certain cardiac diseases (idiopathic hypertrophic subaortic stenosis, aortic stenosis), and uncooperative patient or surgeon.

Regional anesthesia is undergoing a renaissance. This is fueled by exciting new concepts in pre-emptive analgesia which promise to decrease the postoperative pain experience and inhibit actual physical changes in the spinal cord due to pain. New drugs and adjuvant analgesics and a growing knowledge about how to use them will allow us to tailor our anesthetic approaches to specific patients. Anatomy is an old science, but surprisingly, new approaches to nerve blocks continue to be described. The recurrent challenge is to help an individual patient do better than they expected, to allay their anxiety and to have less pain.

 

return to Anesthesiology Home Page      return to Med Student Page